Institutional Ownership
First Tr Exch Trd Alphdx Fd
CUSIP 33737J141CHINA ALPHADEXFCAQ1 2026
13D / 13G Filings
8
Schedule 13D/13G on record
Beneficial Filers
2
Distinct reporting persons
Largest Stake
94.4%
Max % of class reported
Institutional Holders
25
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
8 filings · latest Sep 8, 2025
| # | Filed | Reporting Person | Form | % of Class | Shares | Filing |
|---|---|---|---|---|---|---|
| 1 | Sep 8, 2025 | First Trust Portfolios L.P. | 13G/A | 62.9% | 1.35M | SEC |
| 2 | Jul 7, 2025 | First Trust Portfolios L.P. | 13G/A | 68.1% | 1.09M | SEC |
| 3 | Apr 7, 2025 | First Trust Portfolios L.P. | 13G/A | 58.3% | 1.02M | SEC |
| 4 | Mar 7, 2025 | First Trust Portfolios L.P. | 13G/A | 64.5% | 1.13M | SEC |
| 5 | Feb 7, 2025 | First Trust Portfolios L.P. | 13G/A | 59.1% | 1.33M | SEC |
| 6 | Aug 7, 2020 | First Trust Portfolios LP | 13G/A | 77.2% | 1.51M | SEC |
| 7 | May 8, 2020 | First Trust Portfolios LP | 13G/A | 85.2% | 2.04M | SEC |
| 8 | Apr 7, 2020 | First Trust Portfolios LP | 13G | 94.4% | 2.22M | SEC |
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | First Trust Advisors LP | 2.04M | $63.88M |
| 2 | &Partners | 247.0K | $7.74M |
| 3 | Advisory Services Network, LLC | 110.8K | $3.47M |
| 4 | Jane Street Group, LLC | 98.8K | $3.10M |
| 5 | Lpl Financial LLC | 61.0K | $1.91M |
| 6 | Susquehanna International Group, LLP | 57.5K | $1.80M |
| 7 | Bank Of Montreal /Can/ | 50.3K | $1.58M |
| 8 | Old Mission Capital LLC | 36.7K | $1.15M |
| 9 | Raymond James Financial Inc | 36.5K | $1.14M |
| 10 | Avestar Capital, LLC | 22.0K | $690.7K |