Institutional Ownership
Pgim Rock ETF Tr
CUSIP 69420N601S&P 500 BUFFERPBMRQ1 2026
13D / 13G Filings
0
Schedule 13D/13G on record
Beneficial Filers
0
Distinct reporting persons
Largest Stake
—
Max % of class reported
Institutional Holders
16
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
Schedule 13D (activist) & 13G (passive) 5%+ ownership filings
No 13D/13G filings on record yet
Schedule 13D/13G beneficial-ownership filings from 2020–present are ingested from SEC EDGAR. Coverage expands as the backfill and daily crawler run.
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | Prudential Financial Inc | 286.4K | $8.68M |
| 2 | Commonwealth Equity Services, LLC | 226.7K | $6.87M |
| 3 | Smith, Moore & Co. | 97.3K | $2.95M |
| 4 | Jim Saulnier & Associates, LLC | 94.8K | $2.87M |
| 5 | Spire Wealth Management | 43.1K | $1.31M |
| 6 | Cetera Investment Advisers | 17.7K | $538.1K |
| 7 | Blue Water Asset Management | 15.8K | $479.8K |
| 8 | Leclair Wealth Partners LLC | 15.8K | $479.8K |
| 9 | Raymond James Financial Inc | 14.7K | $444.7K |
| 10 | Kingswood Wealth Advisors, LLC | 12.2K | $369.4K |