Herzfeld Caribbean Basin Fd

CUSIP 42804T205COMQ1 2026

13D / 13G Filings

Schedule 13D/13G on record

Beneficial Filers

Distinct reporting persons

Largest Stake

43.3%

Max % of class reported

Institutional Holders

13F filers (latest quarter)

3 filings · latest Mar 5, 2026

#	Filed	Reporting Person	Form	% of Class	Shares	Filing
1	Mar 5, 2026	Thomas J. Herzfeld, Et Al.	13D/A	43.3%	—	SEC
2	Feb 25, 2026	Erik M. Herzfeld, Et Al.	13D/A	36.5%	—	SEC
3	Feb 25, 2026	Thomas J. Herzfeld, Et Al.	13D/A	42.2%	—	SEC

Largest reported positions · latest quarter

#	Fund	Shares	Value
1	Thomas J. Herzfeld Advisors, Inc.	807.2K	$12.51M
2	Envestnet Asset Management Inc	251.0K	$3.89M
3	Css LLC/Il	47.8K	$740.8K
4	Choreo, LLC	45.5K	$709.1K
5	Osaic Holdings, Inc.	4.4K	$68.1K
6	Blue Bell Private Wealth Management, LLC	4.3K	$66.8K
7	International Assets Investment Management, LLC	4.0K	$63.8K
8	Morgan Stanley	2.6K	$40.5K
9	Rockefeller Capital Management L.P.	1.1K	$16.8K
10	Royal Bank Of Canada	510	$8.0K