Institutional Ownership
Guggenheim Active Alloc Fd
CUSIP 40170T106COMMON STOCKGUGQ1 2026
13D / 13G Filings
4
Schedule 13D/13G on record
Beneficial Filers
2
Distinct reporting persons
Largest Stake
8.4%
Max % of class reported
Institutional Holders
44
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
4 filings · latest Nov 7, 2025
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | Morgan Stanley | 2.84M | $43.21M |
| 2 | Guggenheim Capital LLC | 950.0K | $14.46M |
| 3 | Bank Of America Corp /De/ | 915.0K | $13.93M |
| 4 | Pathstone Holdings, LLC | 888.9K | $13.53M |
| 5 | Advisors Asset Management, Inc. | 804.3K | $12.24M |
| 6 | Baird Financial Group, Inc. | 730.3K | $11.12M |
| 7 | Raymond James Financial Inc | 709.0K | $10.79M |
| 8 | Royal Bank Of Canada | 500.0K | $7.61M |
| 9 | Wells Fargo & Company/Mn | 296.6K | $4.51M |
| 10 | Steward Partners Investment Advisory, LLC | 150.1K | $2.28M |