Institutional Ownership
First Tr Exch Traded Fd III
CUSIP 33739P889HORIZON DMST ETFHUSVQ1 2026
13D / 13G Filings
5
Schedule 13D/13G on record
Beneficial Filers
2
Distinct reporting persons
Largest Stake
17.7%
Max % of class reported
Institutional Holders
48
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
5 filings · latest Jan 29, 2026
| # | Filed | Reporting Person | Form | % of Class | Shares | Filing |
|---|---|---|---|---|---|---|
| 1 | Jan 29, 2026 | Bank Of New York Mellon Corp | 13G/A | 16.6% | 397.4K | SEC |
| 2 | Oct 28, 2025 | Bank Of New York Mellon Corp | 13G/A | 15.4% | 368.4K | SEC |
| 3 | Aug 7, 2025 | Bank Of New York Mellon Corp | 13G | 17.7% | 371.7K | SEC |
| 4 | Nov 13, 2024 | Truist Financial Corp | 13G/A | 1.5% | 37.2K | SEC |
| 5 | Feb 15, 2023 | Truist Financial Corp | 13G | 8.5% | 267.7K | SEC |
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | Bank Of New York Mellon Corp | 422.3K | $16.19M |
| 2 | Envestnet Asset Management Inc | 204.4K | $7.84M |
| 3 | Cetera Investment Advisers | 130.7K | $5.01M |
| 4 | Golden State Wealth Management, LLC | 116.0K | $4.45M |
| 5 | Lpl Financial LLC | 108.9K | $4.18M |
| 6 | Asset Allocation Strategies LLC | 79.5K | $3.05M |
| 7 | Benjamin Edwards Inc | 61.2K | $2.35M |
| 8 | Rfg Advisory, LLC | 43.9K | $1.68M |
| 9 | Citadel Advisors LLC | 39.3K | $1.51M |
| 10 | Ascentis Independent Advisors | 35.6K | $1.37M |