Institutional Ownership
First Tr Exch Trd Alphdx Fd
CUSIP 33737J158JAPAN ALPHADEXFJPQ1 2026
13D / 13G Filings
10
Schedule 13D/13G on record
Beneficial Filers
2
Distinct reporting persons
Largest Stake
66.7%
Max % of class reported
Institutional Holders
87
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
10 filings · latest Mar 7, 2025
| # | Filed | Reporting Person | Form | % of Class | Shares | Filing |
|---|---|---|---|---|---|---|
| 1 | Mar 7, 2025 | First Trust Portfolios L.P. | 13G/A | 1.5% | 43.7K | SEC |
| 2 | Jan 17, 2025 | First Trust Portfolios L.P. | 13G/A | 19.1% | 707.5K | SEC |
| 3 | Jul 12, 2024 | First Trust Portfolios LP | 13G/A | 20.8% | 769.0K | SEC |
| 4 | Jan 24, 2024 | First Trust Portfolios LP | 13G/A | 22.4% | 829.1K | SEC |
| 5 | Nov 8, 2023 | First Trust Portfolios LP | 13G/A | 23.1% | 820.7K | SEC |
| 6 | Sep 8, 2023 | First Trust Portfolios LP | 13G/A | 28.7% | 1.02M | SEC |
| 7 | Aug 8, 2023 | First Trust Portfolios LP | 13G/A | 39.0% | 1.54M | SEC |
| 8 | May 9, 2023 | First Trust Portfolios LP | 13G/A | 53.6% | 1.45M | SEC |
| 9 | Apr 10, 2023 | First Trust Portfolios LP | 13G/A | 60.0% | 1.44M | SEC |
| 10 | Jan 10, 2023 | First Trust Portfolios LP | 13G | 66.7% | 1.33M | SEC |
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | Osaic Holdings, Inc. | 735.7K | $53.41M |
| 2 | Lpl Financial LLC | 260.3K | $18.89M |
| 3 | Morgan Stanley | 243.6K | $17.68M |
| 4 | Envestnet Asset Management Inc | 218.8K | $15.88M |
| 5 | Cetera Investment Advisers | 124.3K | $9.03M |
| 6 | Rathbones Group PLC | 96.2K | $6.99M |
| 7 | Raymond James Financial Inc | 88.0K | $6.39M |
| 8 | Assetmark, Inc | 86.1K | $6.25M |
| 9 | Holistic Financial Partners | 69.2K | $5.03M |
| 10 | Wealth Enhancement Advisory Services, LLC | 54.0K | $3.96M |