Institutional Ownership
Capital Southwest Corp
CUSIP 140501107COMCSWCQ1 2026
13D / 13G Filings
6
Schedule 13D/13G on record
Beneficial Filers
4
Distinct reporting persons
Largest Stake
6.8%
Max % of class reported
Institutional Holders
168
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
6 filings · latest Feb 16, 2021
| # | Filed | Reporting Person | Form | % of Class | Shares | Filing |
|---|---|---|---|---|---|---|
| 1 | Feb 16, 2021 | Punch & Associates Investment Management, Inc. | 13G/A | 4.6% | 859.0K | SEC |
| 2 | Feb 12, 2021 | Zuckerman Investment Group, LLC | 13G/A | 4.3% | 846.4K | SEC |
| 3 | Feb 14, 2020 | Zuckerman Investment Group, LLC | 13G/A | 6.0% | 1.12M | SEC |
| 4 | Feb 14, 2020 | Punch & Associates Investment Management, Inc. | 13G/A | 6.8% | 1.22M | SEC |
| 5 | Feb 14, 2020 | Moab Capital Partners LLC | 13G/A | 1.4% | 256.4K | SEC |
| 6 | Feb 14, 2020 | Ariel Investments, LLC | 13G/A | 0.9% | 161.2K | SEC |
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | Two Sigma Investments, LP | 2.35M | $51.97M |
| 2 | Sanders Morris Harris LLC | 1.11M | $24.58M |
| 3 | Sound Income Strategies, LLC | 903.3K | $19.81M |
| 4 | Ubs Group AG | 854.1K | $18.89M |
| 5 | Empowered Funds, LLC | 619.1K | $13.69M |
| 6 | Empirical Finance, LLC | 618.9K | $13.69M |
| 7 | Melia Wealth LLC | 515.5K | $11.40M |
| 8 | Cetera Investment Advisers | 452.7K | $10.01M |
| 9 | Legal & General Group PLC | 443.1K | $9.80M |
| 10 | Muzinich & Co., Inc. | 426.2K | $9.43M |