Institutional Ownership
Alps ETF Tr
CUSIP 00162Q528RIVERFRNT DYMCRFDAQ1 2026
13D / 13G Filings
5
Schedule 13D/13G on record
Beneficial Filers
1
Distinct reporting persons
Largest Stake
14.6%
Max % of class reported
Institutional Holders
23
13F filers (latest quarter)
Beneficial Owners — Schedule 13D / 13G
5 filings · latest Jul 14, 2025
| # | Filed | Reporting Person | Form | % of Class | Shares | Filing |
|---|---|---|---|---|---|---|
| 1 | Jul 14, 2025 | Truist Financial Corp | 13G/A | 13.1% | 173.6K | SEC |
| 2 | Feb 15, 2023 | Truist Financial Corp | 13G/A | 12.0% | 234.9K | SEC |
| 3 | Mar 17, 2022 | Truist Financial Corp | 13G | 14.6% | 389.6K | SEC |
| 4 | Feb 17, 2021 | Truist Financial Corp | 13G | 14.5% | 506.9K | SEC |
| 5 | Jul 24, 2020 | Truist Financial Corp | 13G | 14.3% | 579.8K | SEC |
Top Institutional Holders (13F)
Largest reported positions · latest quarter
| # | Fund | Shares | Value |
|---|---|---|---|
| 1 | Riverfront Investment Group, LLC | 243.3K | $15.25M |
| 2 | Prospera Financial Services Inc | 241.0K | $15.10M |
| 3 | Envestnet Asset Management Inc | 174.5K | $10.94M |
| 4 | Alps Advisors Inc | 169.1K | $10.60M |
| 5 | Truist Financial Corp | 164.8K | $10.32M |
| 6 | Retirement Planning Group, LLC / Ny | 60.5K | $3.79M |
| 7 | Bison Wealth, LLC | 29.9K | $2.05M |
| 8 | Raymond James Financial Inc | 30.6K | $1.92M |
| 9 | Koshinski Asset Management, Inc. | 15.1K | $947.1K |
| 10 | Gamma Investing LLC | 14.8K | $926.2K |